投資顧問Investment advisory
第4及第5類受規管活動屬於專業投資顧問服務。Regulated activities Types 4 and 5 fall under professional investment advisory services.
第4類為就證券提供意見，包括就股票、債券、基金等作出分析、風險評估及投資建議；第5類則為就期貨合約提供意見，屬純顧問性質，並不涉及任何期貨交易或代客戶落盤。兩類活動均要求持牌人具備專業知識、維持獨立性並遵守證監會操守準則，確保向客戶提供客觀、透明及合規的投資建議。投資港致力以審慎分析協助客戶制定策略，提升投資決策質素。Type 4 involves providing advice on securities, including analysis, risk assessment, and investment recommendations on stocks, bonds, and funds. Type 5 involves providing advice on futures contracts, which is purely advisory in nature and does not involve any futures trading or placing orders on behalf of clients. Both categories of activities require licensees to possess professional knowledge, maintain independence, and comply with the SFC's code of conduct to ensure that they provide clients with objective, transparent, and compliant investment advice. Investport is committed to assisting clients in developing strategies and improving the quality of their investment decisions through prudent analysis.
靠海窗邊的桌面